

Client Challenges
Difficulty identifying treatment-resistant depression (TRD) patients in real-world data sources
Limited insights into the patient journey due to TRD disease complexity and the absence of a standardized disease definition
Bridging the disconnect between clinical trial research and real-world practice
OM1 Solution
Develop, test, and validate AI algorithms to identify TRD in OM1’s real-world dataset of Major Depressive Disorder patients
Characterize and identify TRD patients in a real-world cohort
Introduction
An estimated 5-55% of patients who are diagnosed with major depressive disorder (MDD) have treatment-resistant depression (TRD), a severe and persistent form of depression that does not respond adequately to treatment.1 TRD is associated with a higher risk of disability, decreased quality of life, and increased healthcare utilization. Given the severity of TRD and high unmet need, the discovery, development, and commercialization of new and existing treatments is critical. In recent years, the advent of new therapeutic approaches, such as psilocybin and ketamine, has prompted a reevaluation of this population.
A leading biotechnology company focused on innovation in mental health sought to better understand treatment-resistant depression to inform their program development strategy. OM1 developed a robust AI patient finding algorithm to successfully identify and characterize TRD patients in a realworld dataset.
Project Goals
Develop, test, and validate AI-powered algorithms to identify TRD in OM1’s MDD patient population
Characterize and identify TRD patients in the real-world setting to inform program strategy
Scientific Opportunities
Bridge existing evidence gaps in TRD research
Understand TRD treatment patterns and outcomes, offering new pathways for research and future treatments
Identify potential beneficiaries of innovative TRD treatments that are currently undiagnosed or unrecognized
Challenge 1
Hard to Define, Harder to Find
TRD presents significant challenges in both clinical and research settings due to its complex nature and the lack of a standardized definition. These challenges include:
Definitions of TRD vary across clinical care, treatment guidelines, reimbursement, and regulatory contexts.2 The lack of consensus definition greatly limits the comparison and generalizability of clinical trial results across populations.
In real-world settings, the identification of TRD is often delayed, as clinicians typically identify TRD only after multiple treatment failures. Patient outcomes, such as remissions, are infrequently measured.
TRD is not included in the Diagnostic and Statistical Manual of Mental Disorders (DSM), nor does it have a specific diagnosis code.
Given these challenges, patients with TRD are often undiagnosed and remain unseen in real-world data sets.
Finding Fit-For-Purpose RWD
The mental health dataset landscape can be challenging to navigate, with subjective disease endpoints, limited use of evidence based care, and historically high placebo response rates contributing to difficulties showing clear treatment effects. Given the complexity of mental health conditions, optimally identifying patients with TRD using accurate, specialized, and high-quality real-world data is critical. When evaluating potential partners, the client prioritized finding a partner with disease-specific outcomes data, expertise in mental health, and innovative technology capabilities including novel applications of AI.

“The OM1 team was already involved in ‘tip of the spear’ research in TRD through their work with [PhenOM®], an NLP algorithm which aims to identify undiagnosed patients by correlating unstructured data with structured data… The inclusion of PROs and the impressive longitudinality of the [OM1] dataset makes it a unique offering, especially in the world of behavioral health datasets.”
- VP, Value and Outcomes Research, Client
The Solution
Leveraging Specialized Depression Data
OM1’s clinically rich depression data, with its robust patient-reported outcomes (PROs), extensive longitudinal follow-up, and unstructured clinical notes from psychiatrists, served as the foundation for developing an advanced TRD patient-finding algorithm.
600,000+
Patients with deep clinical data from specialists
Dataset highlights
Linked EMR & claims data
Unstructured clinical notes from psychiatrists
Longitudinal data (~7 years average follow-up per patient)
Demographically & geographically diverse population
Diverse payer mix (⅓ Commercial, ⅓ Medicare, ⅓ Medicaid)
Disease activity measures including PHQ-9, CGI-I, MDQ, GAD-7
Documented psychiatric and medical comorbidities
Extracted and estimated symptoms of depression and suicidal ideation
Social determinants of health (SDOH) including race, ethnicity, household income, education level and credit score.
The OM1 team conducted a detailed analysis of the PremiOM MDD dataset, utilizing machine learning alongside text extraction and natural language processing (NLP) to identify patients with psychiatrist-attested TRD within unstructured clinical notes. This process involved detecting explicit affirmations such as “patient has treatment resistant depression” and negations such as “patient does not have TRD.” These identified patients served as the “gold standard” TRD positive cohort for AI model calibration and training.

Developing a Robust Digital Phenotyping Model with OM1 PhenOM®
PhenOM is an AI-powered digital phenotyping platform trained using OM1’s Real-World Data Cloud repository of linked EMR, claims and other data covering more than 350 million patients. PhenOM builds digital phenotypes from complex signals and interactions shared by patients with similar conditions, characteristics, or outcomes, which help distinguish these patients from others and isolate patients of interest. The richness of the mental health specialty network within the OM1 data – including extracted and estimated disease measures like PHQ-9 scores – allows the model to create digital phenotypes that capture many complex facets of TRD patients and their journeys.
The OM1 team calibrated the PhenOM model using the gold-standard psychiatrist-attested TRD cohort. PhenOM identified features such as the specific sequences of failed treatments, nuanced clinical interactions, and other distinguishing characteristics, to highlight and ultimately identify similar TRD patients.


Evaluating the AI Model with Comparator Cohorts
To assess the PhenOM model’s effectiveness in identifying TRD patients compared to other methods of identifying TRD in real-world datasets, the OM1 team constructed three comparator cohorts. One cohort used the common definition of TRD, one a simplified feature set, and the third cohort consisted of patients identified by the OM1 PhenOM model.
FDA criteria for TRD; commonly used definition cited in literature
At least two failed sequences of antidepressant therapy of adequate dose and duration within the same depression episode, where failure includes switching or adding an augmentation therapy
Simple definition with no requirement explicitly linking treatment to depression
At least three different antidepressants OR at least one antidepressant AND at least one antipsychotic within one year, regardless of dose and duration
OM1 phenotypic model cohort
Flagged by an AI-based TRD identification algorithm, calibrated on a set of patients with psychiatrist-attested TRD in their clinical narrative
Results
Uncovering Unseen TRD Patients
Out of 45,053 patients identified in the OM1 MDD dataset across the three cohorts, less than 1% (only 0.4%) of patients were identified by all three definitions, and 9.4% met two definitions. The low overlap across definitions underscores the significant variability in how TRD is defined across different criteria. Each definition captures different aspects of the TRD patient population, which can lead to inconsistencies in identifying and understanding these patients.
PhenOM identified 4,300 TRD patients that were not included in the regulatory or data-driven definition cohorts – patients that would have been missed using traditional RWD methods.
Regulatory N = 6,230 | Data-driven cohort N = 37,153 | PhenOM cohort N = 6,222 | |
|---|---|---|---|
One cohort | 3,407 (54.7%) | 32,945 (88.7%) | 4,300 (69.1%) |
Two cohorts | |||
Regulatory + data-driven | 2,479 (39.8%) | 2,479 (6.7%) | n/a |
Regulatory + model | 193 (3.1%) | n/a | 193 (3.1%) |
Data-driven + model | n/a | 1,578 (4.2%) | 1,578 (25.4%) |
Three cohorts | 151 (2.4%) | 151 (0.4%) | 151 (2.4%) |
PhenOM displayed very strong analytic performance in isolating TRD patients, with an Area Under the Curve (AUC) of 0.87. This measure reflects how well the AI model balances sensitivity and specificity: 0.5 is no better than a coin flip, and 1.0 represents a perfect model. When evaluated against sex, age, and race sub-cohorts, PhenOM’s model performance remained consistent. The strong performance provides evidence that the PhenOM model successfully identified TRD patients similar to those psychiatrists attested are truly treatment-resistant.
“PhenOM enables us to translate provider intuition into other things that are present in the data. We can run the algorithm on a million people, and have it show us in an instant 100 patients that psychiatrists had called out as TRD positive.”
– Joseph Zabinski, PhD, MEM, VP, Head of Commercial Strategy & AI at OM1, CNS Summit Presentation Panel
Insights From a Large Real-World Cohort of TRD Patients
The PhenOM model was applied to the OM1 Real-World Data Cloud and identified over 52,000 patients likely to have TRD. Combined with OM1’s robust outcomes data, including Leveraging AI to Amplify PHQ-9 Endpoint Availability for Improving Depression Research, this large real-world cohort enables further research and visibility into complex patterns in TRD disease progression, burden for patient sub-populations, treatment response, and comorbid disease evolution. With this study, the client significantly advanced their internal understanding of TRD and successfully refined their strategic positioning, enabling more informed decision-making.
Advancing TRD Identification through Real-World Data and AI
Clinically rich real-world data (RWD) are vital for the discovery, development, and commercialization of effective treatments in mental health. When combined with advanced AI solutions like PhenOM®, these data provide deeper insights into patient journeys, enabling the identification of individuals who might be overlooked by traditional analytic methods.
This study is the first to evaluate the characteristics of patients meeting three different definitions of treatment-resistant depression (TRD) within a mental health specialty data network. The patients identified through PhenOM’s digital phenotyping closely align with provider-defined TRD, demonstrating a reliable process for mapping physician-attested conditions to real-world data in a hard to define and harder to find patient population.
Improving Patient Outcomes and Addressing Unmet Needs
Patients with TRD experience higher healthcare resource utilization (HRU) and incur greater medical costs compared to non-TRD major depressive disorder (MDD) patients. A 2020 study showed that TRD patients had annual healthcare costs of $22,541 compared to $17,450 for non-TRD MDD patients3—a difference driven by more frequent hospitalizations, outpatient visits, and complex treatment regimens. By utilizing AI tools like PhenOM to identify these patients more accurately, there is a critical opportunity to intervene earlier and tailor treatments that better address the unique challenges of TRD.
For biopharma companies, this approach not only highlights the importance of developing therapies that meet the specific needs of TRD patients but also underscores the potential to close existing gaps in mental health treatment. Expanding the patient base for targeted therapies ensures that more individuals receive the care they need, which can lead to significant return on investment for developers of interventions and improvements in overall patient outcomes.
Sources:
www.ncbi.nlm.nih.gov/pmc/articles/PMC10503923/
www.ncbi.nlm.nih.gov/pmc/articles/PMC10503923/
www.ncbi.nlm.nih.gov/pmc/articles/ PMC10391320/#:~:text=Health%20care%20costs%20were%20 $22%2C541,(all%20P%20%3C%200.001).
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